Andy Brody

Director, Investment Operations

Andy serves as Director, Investment Operations, handling all aspects of operations for BWM, including developing collateral materials for the firm, account opening process, account maintenance processes, money flows, maintaining our relationship with the custodian, Fidelity, addressing issues as they come up with Advisors and Clients, acting as the liaison between the Research and Portfolio Management Team and the Operations Team, and helping with contracting and compliance. The Operations Team reports directly to Andy.

Prior to joining BWM, Andy held the position of Executive Vice President with Ferris Capital. At Ferris Capital, Andy was a member of the Executive Team and was tasked with setting up the firm’s infrastructure, operations department, and back office. Upon completion of the initial setup, Andy managed trading, client reporting, client service, vendor relations, systems, compliance, and new product or services at Ferris Capital.

Prior to that, Andy held executive-level positions at Advisor Investment, E*TRADE, and Kobren Insight Management, where he was responsible for the firm’s operations and trading, as well as a member of the strategic planning team. Andy has many years of experience building successful wealth management firms as well as integrating firms involved in mergers or acquisitions.

Andy earned his BA from Nichols College. During Andy’s free time, he enjoys spending time with his two daughters, golfing, traveling, and attending sporting events.

Please Note: Limitations.The achievement of any professional designation, certification, degree, or license, recognition by publications, media, or other organizations, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if BWM is engaged, or continues to be engaged, to provide investment advisory services.